What is the designation for a control person who can influence the management decisions of a corporation?

The designation for a control person who can influence the management decisions of a corporation is "affiliated person." This term typically refers to individuals or entities that have a controlling interest in a company or significant influence over its governance and operations. Such influence could stem from ownership of a substantial percentage of voting stock, serving as an officer or director of the corporation, or through other means that provide the capacity to affect decisions made by the entity.

Understanding the role of affiliated persons is crucial because their decisions can impact various aspects of the company's performance and governance, thereby affecting shareholders and other stakeholders. This recognition is also critical in regulatory contexts, where affiliated persons may have specific obligations to disclose their positions and potential conflicts of interest.

By contrast, the other designations—like broker, dealer, and specialist—refer to roles primarily involved in trading or facilitating transactions in financial markets, rather than positions that directly influence corporate management and decision-making. This distinction highlights the unique nature of affiliated persons in the context of corporate governance.